5 Directors’ Dealings
The Group has related party transactions with its management and with members of the Supervisory Board. In addition to the cash remuneration, the Company has issued stock options and convertible bonds to the Management Board. The table below shows the shares, stock options and convertible bonds as well as the changes of ownership of the same which were held by members of the Management Board and the Supervisory Board during the first six months of 2010:
Shares
| 01/01/10 | Additions | Forfeitures | Sales | 30/06/10 | |||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| Management Board | |||||||||||
| Dr. Simon E. Moroney | 416,385 | 0 | 0 | 0 | 416,385 | ||||||
| Dave Lemus | 5,400 | 0 | 0 | 0 | 5,400 | ||||||
| Dr. Arndt Schottelius | 500 | 1,000 | 0 | 0 | 1,500 | ||||||
| Dr. Marlies Sproll | 105 | 0 | 0 | 0 | 105 | ||||||
| Total | 422,390 | 1,000 | 0 | 0 | 423,390 | ||||||
| Supervisory Board | |||||||||||
| Dr. Gerald Möller | 7,500 | 0 | 0 | 0 | 7,500 | ||||||
| Prof. Dr. Jürgen Drews | 7,290 | 0 | 0 | 0 | 7,290 | ||||||
| Dr. Walter Blättler | 2,019 | 0 | 0 | 0 | 2,019 | ||||||
| Dr. Daniel Camus | 0 | 0 | 0 | 0 | 0 | ||||||
| Dr. Metin Colpan | 0 | 0 | 0 | 0 | 0 | ||||||
| Dr. Geoffrey N. Vernon | 0 | 0 | 0 | 0 | 0 | ||||||
| Total | 16,809 | 0 | 0 | 0 | 16,809 |
Stock Options
| 01/01/10 | Additions | Forfeitures | Exercises | 30/06/10 | |||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| Management Board | |||||||||||
|
Dr. Simon E. Moroney |
299,445 | 0 | 0 | 0 | 299,445 | ||||||
|
Dave Lemus |
110,172 | 0 | 0 | 0 | 110,172 | ||||||
|
Dr. Arndt Schottelius |
90,000 | 0 | 0 | 0 | 90,000 | ||||||
|
Dr. Marlies Sproll |
177,867 | 0 | 0 | 0 | 177,867 | ||||||
| Total | 677,484 | 0 | 0 | 0 | 677,484 | ||||||
| Supervisory Board | |||||||||||
|
Dr. Gerald Möller |
0 | 0 | 0 | 0 | 0 | ||||||
|
Prof. Dr. Jürgen Drews |
0 | 0 | 0 | 0 | 0 | ||||||
|
Dr. Walter Blättler |
0 | 0 | 0 | 0 | 0 | ||||||
|
Dr. Daniel Camus |
0 | 0 | 0 | 0 | 0 | ||||||
|
Dr. Metin Colpan |
0 | 0 | 0 | 0 | 0 | ||||||
|
Dr. Geoffrey N. Vernon |
0 | 0 | 0 | 0 | 0 | ||||||
| Total | 0 | 0 | 0 | 0 | 0 |
Convertible Bonds
| 01/01/10 | Additions | Forfeitures | Exercises | 30/06/10 | ||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Management Board | ||||||||||||
|
Dr. Simon E. Moroney |
30,000 | 58,800 | 0 | 0 | 88,800 | |||||||
|
Dave Lemus |
30,000 | 33,000 | 0 | 0 | 63,000 | |||||||
|
Dr. Arndt Schottelius |
0 | 33,000 | 0 | 0 | 33,000 | |||||||
|
Dr. Marlies Sproll |
30,000 | 33,000 | 0 | 0 | 63,000 | |||||||
| Total | 90,000 | 157,800 | 0 | 0 | 247,800 | |||||||
| Supervisory Board | ||||||||||||
|
Dr. Gerald Möller |
0 | 0 | 0 | 0 | 0 | |||||||
|
Prof. Dr. Jürgen Drews |
0 | 0 | 0 | 0 | 0 | |||||||
|
Dr. Walter Blättler |
0 | 0 | 0 | 0 | 0 | |||||||
|
Dr. Daniel Camus |
0 | 0 | 0 | 0 | 0 | |||||||
|
Dr. Metin Colpan |
0 | 0 | 0 | 0 | 0 | |||||||
|
Dr. Geoffrey N. Vernon |
0 | 0 | 0 | 0 | 0 | |||||||
| Total | 0 | 0 | 0 | 0 | 0 |